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Policy Downloads

AUDIT TRAILS
BACKUP PROCEDURE
BUSINESS CONTINUITY PLANNING (BCP) / DISASTER RECOVERY (DR)
KYC - CONSOLIDATED APPLICATIONS FORM FOR REGISTRATION AS CLIENT ("CAF")
KYC FORM COVER
PASSWORD POLICY
ANTI - MONEY LAUNDERING
POLICIES & PROCEDURES
PRE-FUNDED INSTRUMENTS/ ELECTRONIC FUND TRANSFERS
POLICY ON CIRCULATION OF UNAUTHENTICATED NEWS
RISK MANAGEMENT POLICY
CLIENT REGISTRATION LANGUAGES
Attention Investors: Prevent unauthorised transactions in your trading account - Update your mobile numbers/email IDs with your stock broker(s). Recieve information of your transactions directly from the exchanges on your mobile at the end of the day. ] Prevent unauthorised transactions in your demat account - update your mobile number with your Depositary Participant, to recieve alerts on your registered mobile number for all the debits and other important transactions in your demat account directly from NSDL/CDSL on the same day - Issues in the interest of the investors. ] Please note that we broker are undertaking Proprietary Trading in our own account in addition to Client base business. KYC is one time exercise while dealing in Securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Funds, etc.) you need not undergo the same process again when you approach another intermediary. SEBI Notification for all investors including retail individual investors for all publc issues opening on or after January 01, 2016 - No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investors account. Memberships- BSE-Equity Segment:INB011108736 | BSE-Currency Segment:INE011108736 | BSE- Derivatives seg.:INF011160035 | NSE-Equity Segment:INB231108730 NSE-Currency Segment:INE231108730 | NSE- Derivatives seg. INF231108730
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